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FINANCIAL CHRONICLE™ » FINANCIAL CHRONICLE™ » 20+ Investment Advisors are getting warning letters.

20+ Investment Advisors are getting warning letters.

Go down  Message [Page 1 of 1]

Teller

Teller
Moderator
Moderator
My newest information sources reveal that 20+ investment Advisors are getting warring letters from their employers due to lack of performances .trainee investment advisors,investment Advisors,branch managers are among with them from leading brokering firms in sri Lanka.some firms have been graded 1-7 according to turn over basis.how ever these advisors believe a lot that market may down so far and away from regular trading to protect their clients money. But some brokering firm,s managements are setting higher broker turnover to these employees. Also the firms are giving some deadlines to their employees to achieve targets if doesn't so they are compelled to resign . The. Tragedy situation is that some managements are presenting commissions basis payment only and no take home salary monthly. What ever it seems most of. Investment advisors are in stress and looking for new employments. These unnecessary targets may lead our investors funds towards to loose. The time has come to make full attention on your investment accounts on unauthorized BUY or SELL. happy trading.

KDDND

KDDND
Assistant Vice President - Equity Analytics
Assistant Vice President - Equity Analytics
@Teller wrote:My newest information sources reveal that 20+ investment Advisors are getting warring letters from their employers due to lack of performances .trainee investment advisors,investment Advisors,branch managers are among with them from leading brokering firms in sri Lanka.some firms have been graded  1-7 according to turn over basis.how ever these advisors believe a lot that market may down so far and away from regular trading to protect their clients money. But some brokering firm,s managements are setting higher  broker turnover to these employees. Also the firms are giving some deadlines to their employees to achieve targets if doesn't so they are compelled to resign . The. Tragedy situation is that some managements are presenting commissions basis payment only and no  take home salary monthly. What ever it seems most of. Investment advisors are in stress and looking for new employments. These unnecessary targets may lead our investors funds towards to loose. The time has come to make full attention on your investment accounts on unauthorized BUY or SELL. happy trading.

Soooooooooooooooooo.............

Better not to thrust the words of ....

Investment Advisers,
Branch managers,
Brokers,
or smiler positions.................

rainmaker


Assistant Vice President - Equity Analytics
Assistant Vice President - Equity Analytics
Some of them are models .... no not finance model Razz

ccsentha


Vice President - Equity Analytics
Vice President - Equity Analytics
How to identify whether the broker has made un-authorized selling/buying?

can they manipulate and stop the statement coming from the broker firm?

monthly report sent by CSE should reveal such buying/selling?

(scenario - sold A at 12 and bought it back at 11.6, now the client would not notice the quantity of A would have not changed)

Redbulls

Redbulls
Director - Equity Analytics
Director - Equity Analytics
CDS statement will show the transactions plus bought/sold note will be dispatched to the clent from the broker's finance department no?

ccsentha


Vice President - Equity Analytics
Vice President - Equity Analytics
@Redbulls wrote:CDS statement will show the transactions plus bought/sold note will be dispatched to the clent from the broker's finance department no?

can they stop/skip the financial note sent from the broker?

(just imagining few thoughts.....)

Redbulls

Redbulls
Director - Equity Analytics
Director - Equity Analytics
@ccsentha wrote:
@Redbulls wrote:CDS statement will show the transactions plus bought/sold note will be dispatched to the clent from the broker's finance department no?

can they stop/skip the financial note sent from the broker?

(just imagining few thoughts.....)
Possible if some senior managers involved.

salt

salt
Vice President - Equity Analytics
Vice President - Equity Analytics
මේක තමා මෙයාගේ අලුත්ම සෙල්ලම
වෙටෙන කතා කියා කියා ඉඳල දන තව කතාවක් ගේනවා
ඔය ඔක්කොම මෙයාගේ කතා හරි මල්ලි ( නංගි ) ඔයා කතා කියන්න

malanp


Senior Manager - Equity Analytics
Senior Manager - Equity Analytics

how did you get this information?
same source that market will fall by 550 points??

Teller

Teller
Moderator
Moderator
I have full responsibilities of all my statements.I care more of your money than my money.I earned enough from CSE.


_________________




Teller said is said..

Redbulls

Redbulls
Director - Equity Analytics
Director - Equity Analytics
@Teller wrote:I have full responsibilities of all my statements.I care more of your money than my money.I earned enough from CSE.

Oh really!!

Aubrey Perera


Vice President - Equity Analytics
Vice President - Equity Analytics
clown 

smallville

smallville
Associate Director - Equity Analytics
Associate Director - Equity Analytics
@Teller wrote:I have full responsibilities of all my statements.I care more of your money than my money.I earned enough from CSE.

Firstly, the main purpose of the stock market is to make fools of as many men as possible.
Then, the stock market will always be more about capitalizing on dumb people than about investing in good companies.

Finally, if stock market experts were so expert, they would be buying stock, not selling advice.

Now about you..
"If you do the job badly enough, sometimes you don't get asked to do it again."

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