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SEC and CSE is likely to take disciplinary action against Taprobane Securities and its CEO for bringing stock market in to controversy and disrepute by carrying out a controversial deal that had been finally reversed by his excellency the president of Sri Lanka.
Taprobane Stock Brokering license is likely to be suspended pending full inquiry and disciplinary action likely to be taken against brokers involved in the said transaction. "SEC should apply the 'fit and proper' test on all the parties involved in the transaction and take appropriate disciplinary action against them" sourced connected to the Broker Association said.
Let's watch and see what action regulators are going take and whether they in the payroll of the stock brokering company or they are fit and proper to be regulators.
Taprobane Stock Brokering license is likely to be suspended pending full inquiry and disciplinary action likely to be taken against brokers involved in the said transaction. "SEC should apply the 'fit and proper' test on all the parties involved in the transaction and take appropriate disciplinary action against them" sourced connected to the Broker Association said.
Let's watch and see what action regulators are going take and whether they in the payroll of the stock brokering company or they are fit and proper to be regulators.
